Fairygodboss
Vice President - Canada Deputy Chief Compliance Officer
Job Description
Deputy Chief Compliance Officer (Canada) – Vice President – JPMorgan Asset Management Canada
As Deputy Chief Compliance Officer, you will support the Chief Compliance Officer to deliver a robust compliance program across a growing Canadian asset management business. You will provide independent compliance and operational risk oversight, regulatory engagement, product and distribution compliance, monitoring and testing, governance reporting, and policy implementation.
Job Responsibilities
- Deputy coverage and leadership support: Act as the deputy to the Canada Chief Compliance Officer, providing day‑to‑day compliance leadership, escalation support, and continuity of coverage across Canadian asset management activities.
- Licensing, registrations, and regulatory submissions: Oversee and coordinate employee and firm securities licensing/registrations and related submissions (including renewals, maintenance, exemptive rel...