CIRO / OCRI
Trading Compliance Surveillance Officer
Job Description
Drive compliance and integrity as a Surveillance Officer at CIRO, focusing on trading analysis and market regulation. This hybrid role demands expertise in securities laws and real-time oversight.
As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to new trading trends.
Key Responsibilities:
• Communicate with issuers about compliance matters
• Conduct detailed analysis of trading behaviors
• Review issuer press releases for compliance and materiality
• Halt trading when needed for effective news dissemination
• Collaborate to resolve market quality issues
Requirements:
• Relevant post-secondary degree
• 5-10 years' experience in trading/compliance
• Deep knowledge of...
As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to new trading trends.
Key Responsibilities:
• Communicate with issuers about compliance matters
• Conduct detailed analysis of trading behaviors
• Review issuer press releases for compliance and materiality
• Halt trading when needed for effective news dissemination
• Collaborate to resolve market quality issues
Requirements:
• Relevant post-secondary degree
• 5-10 years' experience in trading/compliance
• Deep knowledge of...