TD Bank
TD Securities Associate in Business Management
Job Description
Shape your future with TD Securities as a Business Management Associate in their Corporate & Investment Banking team in Toronto. This position requires a keen focus on supervision and governance in a high-stakes environment.
In this role, you will support business operations by working closely with senior leaders and compliance teams, ensuring robust risk management. Balancing multiple initiatives, you will contribute to the effective execution of strategies, enhancing overall governance within the investment banking sector.
Key Responsibilities: • Maintain oversight of regulatory supervision activities • Execute risk management and delegated supervisory tasks • Collaborate with compliance and technology teams • Review electronic communications for compliance standards • Implement controls within key business processes
Requirements: • FINRA Series 24 and Series 79 or a commitment to secure • Previous experience in regulatory compliance or governance • Underst...
In this role, you will support business operations by working closely with senior leaders and compliance teams, ensuring robust risk management. Balancing multiple initiatives, you will contribute to the effective execution of strategies, enhancing overall governance within the investment banking sector.
Key Responsibilities: • Maintain oversight of regulatory supervision activities • Execute risk management and delegated supervisory tasks • Collaborate with compliance and technology teams • Review electronic communications for compliance standards • Implement controls within key business processes
Requirements: • FINRA Series 24 and Series 79 or a commitment to secure • Previous experience in regulatory compliance or governance • Underst...