Raymond James Ltd.

Senior Risk & Compliance Associate

📍 Location
toronto, on
⏰ Job Type
Full-time
📅 Posted
June 08, 2026

Job Description

Overview

Senior Associate, Information Compliance Risk Management (ICRM)

The Senior Associate, Information Compliance Risk Management (ICRM) supports the organization’s Privacy and Books & Records by conducting risk and control assessments, process registering activities, data governance, maintaining regulatory and policy inventories, coordinating monitoring and quality assurance activities, and producing management reporting. The Senior Associate partners with Compliance, Technology, Data Governance, and business stakeholders to help ensure the firm meets applicable regulatory and business obligations and is prepared for regulatory change, inquiries, and examinations.

This role is part of the Compliance team and contributes to department wide goals by helping translate regulatory requirements into practical compliance activities, supporting control oversight, and enabling consistent evidence-based governance.

What will your role be responsi...

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