Senior Compliance Supervisor at Canaccord Genuity

Elevate your career with Canaccord Genuity as a Senior Compliance Supervisor, focused on regulatory compliance and client management in a leading financial service firm. This role offers the opportunity to ensure accuracy and adherence to compliance protocols.
In this senior position, your expertise will play a crucial role in overseeing compliance activities, conducting account reviews, and coordinating with various teams for effective compliance management. You will address complex compliance issues and guide advisors to follow best practices. Training and developing compliance strategies throughout the region will also be key responsibilities in this role.
Key Responsibilities:
• Serve as first contact for escalation of compliance concerns
• Conduct regular compliance and suitability reviews
• Approve documentation and requests for various accounts
• Liaise with operations and compliance teams on issues
• Communicate compliance requirements effectively within th...