Raymond James Financial
Senior Associate, Risk Management at Raymond James
Job Description
Join Raymond James as a Senior Associate in Information Compliance Risk Management, focusing on risk assessments and compliance monitoring in a supportive team environment. Your expertise will shape compliance strategies and obligations.
You will support the compliance team at Raymond James, engaging in risk management, regulatory change assessments, and governance initiatives. Your role will help translate complex regulatory requirements into practical compliance actions while coordinating with various stakeholders to ensure adherence to legal obligations and readiness for audits.
Key Responsibilities:
• Support risk assessments and compliance monitoring activities
• Maintain oversight of regulatory obligations and internal controls
• Analyze compliance data and prepare management metrics
• Assist in training development and compliance communications
• Facilitate responses to audits and regulatory examinations
Requirements:
• Bachelor’s degree with relevant ...
You will support the compliance team at Raymond James, engaging in risk management, regulatory change assessments, and governance initiatives. Your role will help translate complex regulatory requirements into practical compliance actions while coordinating with various stakeholders to ensure adherence to legal obligations and readiness for audits.
Key Responsibilities:
• Support risk assessments and compliance monitoring activities
• Maintain oversight of regulatory obligations and internal controls
• Analyze compliance data and prepare management metrics
• Assist in training development and compliance communications
• Facilitate responses to audits and regulatory examinations
Requirements:
• Bachelor’s degree with relevant ...