Raymond James Ltd.
Senior Associate in Compliance Risk Management
Job Description
Drive compliance and risk assessments at Raymond James as a Senior Associate in Information Compliance Risk Management. This role supports privacy and regulatory obligations through proactive monitoring and analysis.
As a Senior Associate with Raymond James, you will be integral to the Compliance team, leveraging 2-5 years of experience in governance and risk management. Your responsibilities include conducting risk assessments, managing compliance metrics, and assisting with regulatory changes. You will collaborate with diverse teams to ensure adherence to policies and facilitate oversight.
Key Responsibilities:
• Execute risk assessments and second-line oversight
• Develop quality assurance protocols for compliance
• Monitor regulatory developments impacting privacy and records
• Review compliance policies and control documentation
• Compile compliance metrics and provide management reporting
Requirements:
• Bachelor’s degree or equivalent experience
• 2...
As a Senior Associate with Raymond James, you will be integral to the Compliance team, leveraging 2-5 years of experience in governance and risk management. Your responsibilities include conducting risk assessments, managing compliance metrics, and assisting with regulatory changes. You will collaborate with diverse teams to ensure adherence to policies and facilitate oversight.
Key Responsibilities:
• Execute risk assessments and second-line oversight
• Develop quality assurance protocols for compliance
• Monitor regulatory developments impacting privacy and records
• Review compliance policies and control documentation
• Compile compliance metrics and provide management reporting
Requirements:
• Bachelor’s degree or equivalent experience
• 2...