Raymond James Financial
Retail Credit Officer Position at Raymond James
Job Description
Join Raymond James Ltd. as a Retail Credit Officer, focusing on credit management and compliance within the securities industry. This role is pivotal in ensuring proper oversight of customer accounts.
As a member of the Credit team, your experience in securities will enhance our operational integrity. You will oversee account monitoring, approve various financial transactions, and respond to inquiries related to credit policies. Your proactive approach to client service will ensure adherence to internal and regulatory standards.
Key Responsibilities:
• Monitor retail credit usage and accounts
• Manage authorization of financial transactions
• Conduct reviews for credit-related issues
• Support trade monitoring for compliance
• Prepare reporting for regulatory requirements
Requirements:
• Minimum 3 years experience in Canadian securities
• Strong knowledge of investment protocols and regulations
• Outstanding analytical and organizational skills
• Pro...
As a member of the Credit team, your experience in securities will enhance our operational integrity. You will oversee account monitoring, approve various financial transactions, and respond to inquiries related to credit policies. Your proactive approach to client service will ensure adherence to internal and regulatory standards.
Key Responsibilities:
• Monitor retail credit usage and accounts
• Manage authorization of financial transactions
• Conduct reviews for credit-related issues
• Support trade monitoring for compliance
• Prepare reporting for regulatory requirements
Requirements:
• Minimum 3 years experience in Canadian securities
• Strong knowledge of investment protocols and regulations
• Outstanding analytical and organizational skills
• Pro...