Registration Inquiries Officer

As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) ( is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.

CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. The Registration Inquiries Officer is a key member of the Registration team, responsible for responding to inquiries related to registration requirements, processes, and regulatory obligations.

Core Responsibilities

• Responds to inquiries from individuals and firms regarding registration requirements, processes, timelines, and regulatory obligations.
• Analyzes, interprets and explains registration regulatory requirements in acces...