Regional Director of Supervision (Western Canada)
Job Description
Application Deadline: 06/21/2026
Address: 595 Burrard Street
Job Family Group: Business Management
Department Overview
Supervision, Support and Governance (SS&G) is responsible for overseeing risk management and governance across BMO Private Wealth. The National Branch Supervision team, part of the broader SS&G group, provides Tier 1/1a regulatory supervision of Investment Advisor sales activity for BMO Nesbitt Burns branches.
Role Overview
Reporting to the National Director, Branch Supervision, this role leads the execution of Tier 1 supervision activities and regulatory oversight for BMO Nesbitt Burns branches within the BC & Prairies regions. The role also includes fulfilling CIRO requirements as the designated Business Location Supervisor for assigned branches and registrants.
Key Responsibilities
Supervision and Regulatory Oversight
- Lead the implementation of Tier 1 ...