Community Trust Company
Questrade Compliance Analyst: Business Integrity
Job Description
Take on the role of Compliance Analyst in Business Integrity at Questrade Financial Group based in North York, ON. This hybrid position emphasizes compliance investigations and client correspondence.
As a Compliance Analyst, you will play a crucial role in investigating client complaints while ensuring compliance with all regulatory requirements. This position requires excellent analytical skills and a proactive approach in addressing issues, making it ideal for candidates eager to embrace AI technologies. Your written communication prowess will be vital in drafting client responses and supporting overarching compliance initiatives.
Key Responsibilities:
• Investigate and handle escalated client complaints
• Draft detailed responses for client correspondence
• Maintain compliance with regulatory timelines and standards
• Identify compliance trends for further action
• Contribute to training material development for staff
Requirements:
• Bachelor's degree in F...
As a Compliance Analyst, you will play a crucial role in investigating client complaints while ensuring compliance with all regulatory requirements. This position requires excellent analytical skills and a proactive approach in addressing issues, making it ideal for candidates eager to embrace AI technologies. Your written communication prowess will be vital in drafting client responses and supporting overarching compliance initiatives.
Key Responsibilities:
• Investigate and handle escalated client complaints
• Draft detailed responses for client correspondence
• Maintain compliance with regulatory timelines and standards
• Identify compliance trends for further action
• Contribute to training material development for staff
Requirements:
• Bachelor's degree in F...