Madison-Davis
Financial Controller - Capital Markets
Job Description
OVERVIEW
A leading capital markets and broker-dealer platform is seeking a senior finance professional to serve as a key partner to executive leadership and oversee financial reporting, regulatory reporting, tax, treasury support, and finance operations. This highly visible role requires deep expertise in broker-dealer accounting, financial controls, regulatory filings, and capital markets operations.
The successful candidate will operate in a lean environment, partnering closely with senior leadership while maintaining hands-on involvement across accounting, regulatory, tax, audit, and treasury functions.
RESPONSIBILITIES
A leading capital markets and broker-dealer platform is seeking a senior finance professional to serve as a key partner to executive leadership and oversee financial reporting, regulatory reporting, tax, treasury support, and finance operations. This highly visible role requires deep expertise in broker-dealer accounting, financial controls, regulatory filings, and capital markets operations.
The successful candidate will operate in a lean environment, partnering closely with senior leadership while maintaining hands-on involvement across accounting, regulatory, tax, audit, and treasury functions.
RESPONSIBILITIES
- Lead financial reporting, regulatory reporting, tax, and treasury support activities for a regulated broker-dealer entity.
- Prepare and review monthly and annual financial statements in accordance with IFRS and applicable regulatory requirements.
- Oversee regulatory filings a...