IG Wealth Management
Compliance Senior Manager Position at IGM Financial
Job Description
Drive compliance management at IGM Financial as a Senior Manager located in Winnipeg, Toronto, or Montreal. Supervise a Tier 2 team while managing regulatory compliance policies.
In your role as Senior Manager, you will oversee compliance operations, providing necessary leadership and support. Your responsibilities will include handling escalated cases and participating in strategic compliance initiatives across divisions. Fostering effective relationships will be key to resolving inquiries and ensuring compliance effectiveness.
Key Responsibilities:
• Oversee and coach the compliance supervision team
• Provide guidance on sensitive compliance cases
• Report findings to senior management
• Engage in cross-division strategic projects
• Respond to regulatory inquiries with detailed investigations
Requirements:
• 6-10 years in a compliance-centric financial role
• Strong team management and coaching experience
• Post-secondary degree or equivalent preferre...
In your role as Senior Manager, you will oversee compliance operations, providing necessary leadership and support. Your responsibilities will include handling escalated cases and participating in strategic compliance initiatives across divisions. Fostering effective relationships will be key to resolving inquiries and ensuring compliance effectiveness.
Key Responsibilities:
• Oversee and coach the compliance supervision team
• Provide guidance on sensitive compliance cases
• Report findings to senior management
• Engage in cross-division strategic projects
• Respond to regulatory inquiries with detailed investigations
Requirements:
• 6-10 years in a compliance-centric financial role
• Strong team management and coaching experience
• Post-secondary degree or equivalent preferre...