Société Financière Manuvie
Compliance Manager for Distribution at Manulife
Job Description
Take the next step in your career as a Compliance Manager for Distribution at Manulife. This role focuses on ensuring adherence to regulatory compliance and enhancing internal policies.
Reporting to the Director of Compliance, you will collaborate with sales and marketing teams to mitigate compliance risks. Your ability to identify necessary updates to policies and to provide compliance training will be key. Deep knowledge of Canadian sales practices and investment regulations will support your success in this position.
Key Responsibilities:
• Identify and recommend updates for compliance policies
• Review sales approval requests and violations
• Provide training on compliance regulations
• Maintain professional ties with regulators
• Support audits and compliance-related projects
Requirements:
• 3-5 years of compliance experience in investment management
• Bachelor’s or Master’s degree required
• In-depth knowledge of NI 81 regulations
• Strong unde...
Reporting to the Director of Compliance, you will collaborate with sales and marketing teams to mitigate compliance risks. Your ability to identify necessary updates to policies and to provide compliance training will be key. Deep knowledge of Canadian sales practices and investment regulations will support your success in this position.
Key Responsibilities:
• Identify and recommend updates for compliance policies
• Review sales approval requests and violations
• Provide training on compliance regulations
• Maintain professional ties with regulators
• Support audits and compliance-related projects
Requirements:
• 3-5 years of compliance experience in investment management
• Bachelor’s or Master’s degree required
• In-depth knowledge of NI 81 regulations
• Strong unde...