IG Wealth Management
Compliance Manager at IGM Financial
Job Description
Join IGM Financial as a Compliance Manager in Winnipeg, Toronto, or Montreal, overseeing regulatory compliance across investment platforms. Engage in key compliance activities and support registrants while leveraging your extensive industry knowledge.
In this role, you'll be leading Tier 1 supervision, ensuring adherence to regulatory guidelines for IG Wealth Management. You'll manage regulatory obligations, provide critical compliance support, and customize training to enhance team performance. The position emphasizes collaboration, problem-solving, and compliance education to secure regulatory excellence.
Key Responsibilities:
• Conduct Tier 1 supervision of daily trading and account management
• Resolve compliance issues and guide registrants through inquiries
• Manage regulatory obligations like training and supervision
• Identify and implement comprehensive compliance training programs
• Participate in internal audits and regulator reviews
Requirements:
...
In this role, you'll be leading Tier 1 supervision, ensuring adherence to regulatory guidelines for IG Wealth Management. You'll manage regulatory obligations, provide critical compliance support, and customize training to enhance team performance. The position emphasizes collaboration, problem-solving, and compliance education to secure regulatory excellence.
Key Responsibilities:
• Conduct Tier 1 supervision of daily trading and account management
• Resolve compliance issues and guide registrants through inquiries
• Manage regulatory obligations like training and supervision
• Identify and implement comprehensive compliance training programs
• Participate in internal audits and regulator reviews
Requirements:
...