CIRO / OCRI
CIRO Market Integrity Expert
Job Description
Be a key player in maintaining market integrity at CIRO as a Surveillance Officer. This role focuses on monitoring trading compliance, analyzing patterns, and enhancing detection tools in a hybrid setting.
CIRO seeks a Surveillance Officer with a solid background in trading and compliance. With 5 to 10 years of experience, you will ensure adherence to Universal Market Integrity Rules and identify potential violations. Your insights will help develop tools and strategies to tackle market quality issues and evolving trading patterns.
Key Responsibilities:
• Engage with dealers to address compliance issues
• Analyze trading data for UMIR violations
• Perform immediate reviews of press releases
• Halt trading when necessary to manage disclosure
• Assist in creating detection methodologies for issues
Requirements:
• Degree in a relevant field
• 5-10 years in trading or compliance roles
• Proficient in derivatives trading practices
• Certification in Canad...
CIRO seeks a Surveillance Officer with a solid background in trading and compliance. With 5 to 10 years of experience, you will ensure adherence to Universal Market Integrity Rules and identify potential violations. Your insights will help develop tools and strategies to tackle market quality issues and evolving trading patterns.
Key Responsibilities:
• Engage with dealers to address compliance issues
• Analyze trading data for UMIR violations
• Perform immediate reviews of press releases
• Halt trading when necessary to manage disclosure
• Assist in creating detection methodologies for issues
Requirements:
• Degree in a relevant field
• 5-10 years in trading or compliance roles
• Proficient in derivatives trading practices
• Certification in Canad...