Capital Markets Surveillance Manager RBC

Take the next step in your career as the Manager of Capital Markets Surveillance at RBC in Toronto. Focus on trading compliance and enhance surveillance processes in this pivotal role.
In this senior position, you will lead compliance efforts across trading activities for Listed Products. Your experience of at least five years in financial services will be critical in conducting thorough reviews, identifying risks, and advising senior management. You'll also assist in improving compliance technology and compile high-quality surveillance data for insightful reporting.
Key Responsibilities:
• Review trading activities for compliance adherence
• Assess electronic communications using monitoring systems
• Pinpoint risks and advise senior management
• Suggest enhancements to surveillance practices
• Compile and provide detailed surveillance statistics
Requirements:
• 5+ years in financial services or regulatory roles
• Solid understanding of market trading prod...