BMO Financial Group
BMO Capital Markets Compliance Director
Job Description
Join BMO as the Director for Global I&CB - Capital Markets Supervision in Toronto, ON, steering compliance and supervisory practices for I&CB lines. This pivotal role demands an innovative approach to risk management and supervisory controls.
You will oversee the effectiveness of the First Line of Defense framework within BMO Capital Markets. The role requires collaboration with key stakeholders and senior management to ensure that compliance measures are robust and adaptive to changing regulatory landscapes. Strong leadership skills are essential to foster a culture of compliance and proactive risk identification across the organization.
Key Responsibilities:
• Lead the oversight of supervisory controls and monitoring programs
• Partner with stakeholders on regulatory changes and supervisory responses
• Oversee remediation of compliance issues and incidents
• Manage communication with regulators and compliance audits
• Direct the development of training related to...
You will oversee the effectiveness of the First Line of Defense framework within BMO Capital Markets. The role requires collaboration with key stakeholders and senior management to ensure that compliance measures are robust and adaptive to changing regulatory landscapes. Strong leadership skills are essential to foster a culture of compliance and proactive risk identification across the organization.
Key Responsibilities:
• Lead the oversight of supervisory controls and monitoring programs
• Partner with stakeholders on regulatory changes and supervisory responses
• Oversee remediation of compliance issues and incidents
• Manage communication with regulators and compliance audits
• Direct the development of training related to...