Assistant Vice President - Reg Rep (Azcapotzalco)
Job Description
Assistant Vice President – Reg Rep
Role Purpose
The TDQ&R-; T&TR; is a risk and control function within the Global Markets Middle Office and are primarily responsible for ensuring HSBC's OTC Derivative Trade Reporting to Integral Regulators is complete, accurate and timely in all cases. It is a Global, cross-asset-class function that works closely with front-to-back stakeholders to ensure key controls are in place and adequate in mitigating or identifying regulatory issues/breaches, to reduce HSBC's overall regulatory risk. The team are considered the 'Control Owners' for OTCD Trade Reporting, and are responsible for evaluating daily reporting submissions, monitoring trade reporting exceptions and reconciliations, managing Linking and Matching activities, performing manual uploads to the Trade Repositories (where needed), identifying trade reporting defects, implementing mitigating / identification controls (where possible), ensuring timely escalation of all identified issue...