Analyste princ., Gouvernance et Exploitation, Conformité

Location: Toronto, Ontario, Canada

Schedule: 37.5 hours per week

Sector: Compliance

Salary: $81,600 - $115,200 CAD

Department Overview

The TD Securities Inc. Compliance Department is responsible for the compliance strategy and oversight programs, including identifying and preventing violations of regulatory requirements by both employees and clients. This is accomplished by:

• Conducting monitoring and surveillance
• Providing training and education
• Liaising with regulators
• Promoting a compliance culture within the firm
• Taking preventative measures to ensure compliance with the rules and regulations
• Reviewing new business opportunities, such as new products or markets from a compliance perspective

Job Description

Data Governance, Reporting and Analytics

• Support the design and implementation of data governan...